Company: Commodity Futures Trading Commission

243 results found
Cop chasing crook

New guidance signals larger fines, more misconduct admissions

Voyager Digital's former chief charged for allegedly deceiving investors

Using phone for finances

Another 10 firms sanctioned for extensive recordkeeping violations

Robber captured

Clients' assets misappropriated rather than invested, U.S. authorities charged

whistleblower

Whistleblowers provided extensive ongoing cooperation, regulator said

Judge looks at papers

So-called smart contracts still must comply with the law, regulator warns

Gavel and texts

Regulators allege the scheme took over US$300 million from investors

Regulators fined firms a total US$549 million for record-keeping failures

Small space ship flys like a rocket through the air

Regulator's units to tackle new frontiers in fraud and misconduct

Regulator asserts jurisdiction and calls for whistleblower tips