Speculative position limits apply on an intraday basis, regulator says
Charges for supervisory failures settled by CFTC
Scotia Captial, Pinemore and Birchmore each to pay US$250,000 civil penalty
Joint orders clarify respective jurisdictions
Report is another step forward in the effort to ensure greater harmonization between agencies
The heads of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission said Wednesday they will soon release a report recommending how to harmonize their respective regulatory regimes.The chairs of both the SEC and CFTC said that they anticipate that, within two weeks, the two agencies will issue a report that […]
Data release aimed at promoting market integrity
Meetings will build on the progress made on designing a framework to regulate OTC derivatives
Walt Lukken, commissioner and former acting chairman, is resigning from the Commodity Futures Trading Commission, the regulator said Tuesday.Lukken is stepping down from the CFTC effective July 10, and is moving on to the NYSE Euronext, where he will become senior vice president, global market structure, in its Office of General Counsel.He has been a […]
The U.S. Commodity Futures Trading Commission is ready to regulate a US. carbon market, Bart Chilton, chair of the CFTC’s Energy and Environmental Markets Advisory Committee said Thursday. “Our agency is standing ready to oversee the trading of derivatives in these critically important markets, to ensure the safety and soundness of all such activity,” said […]