CFTC charges MF Global, Jon Corzine and Edith O’Brien over brokerage collapse
Investor warning issued on trading binary options
Kevin Cassidy previously sentenced to 30 months imprisonment
Court finds Canadian played role in forex Ponzi scheme
Financial firms required to detect red flags and prevent identity theft in client accounts
Action follows OSC sanctions
Requirement continues the process of implementing key goals of the Dodd-Frank Act
Regulator alleges former employees disclosed customer information
CTFC says misconduct involved more than a dozen traders in multiple offices around the world
Fine settles CFTC charges that firm failed to supervise its employees