Timothy Massad will replace Gary Gensler
U.S. regulator releases enforcement division’s annual results
CFTC settles with firm over “London Whale” trades
No enforcement actions planned
Paper considers updates for market risk controls and systems safeguards
Regulators advise investment firms to reassess business continuity and disaster recovery plans
Pan American Metals accepted $4.7 million from customers in Canada and the U.S.
Panther Energy to pay US$1.4 million civil penalty for ‘spoofing’
U.S. and European derivatives regulators said Thursday that they have agreed on a common path to proceed with ongoing regulatory reforms, which will see them accommodate one another’s rules in an effort to avoid disrupting the global derivatives markets. European Commissioner, Michel Barnier, and U.S. Commodity Futures Trading Commission (CFTC) chairman, Gary Gensler, announced an […]
13 trade associations are calling for a six-month extension of a CFTC exemption