Bank neither admits nor denies CFTC’s allegations
Agreement with CFTC aims to facilitate cross-border oversight in derivatives markets
Rules violated in transfer of client funds
U.S. CFTC settles manipulative trading charges against former head of Amaranth Advisors
CFTC alleges securities firm filed inaccurate trading reports
Banks won’t have to file quarterly risk exposure reports
Unnamed whistleblower will receive approximately US$240,000
Four provinces sign MOU with U.S. derivatives regulator
Judge imposes US$100 million penalty following CFTC complaint
Derivatives clearing firms can continue to qualify as central counterparties