The agreement covers 20 firms registered with in the U.S. as swap dealers, along with the other sorts of firms
New rules aim to ensure derivatives market participants are adequately evaluating their cyber risks, and testing their cybersecurity defenses
U.S. derivatives regulator charges two firms
Fraudulent scheme solicited C$2 million from at least 30 investors in the U.S. and Canada
The rule would allow swaps dealers to comply with comparable margin requirements in a foreign jurisdiction
Three more provinces agree to enhance co-operation with CFTC
The information provided led to a successful enforcement action by the commission
U.S. derivatives regulator seeks penalties and market bans
Florida firm accused of fraudulently soliciting US$3 million from 120 clients in Canada and the U.S.
U.S. regulator alleges that Ryan Magee fraudulently solicited US$2 million from investors in the U.S. and Canada