Company: Commodity Futures Trading Commission

243 results found

The province is the latest to join the agreement, which Alberta, B.C., Ontario and Quebec originally signed on to in 2014

The agreement covers 20 firms registered with in the U.S. as swap dealers, along with the other sorts of firms

New rules aim to ensure derivatives market participants are adequately evaluating their cyber risks, and testing their cybersecurity defenses

U.S. derivatives regulator charges two firms

Trump carrying out a “behind-the-scenes” war on regulation: NBF report

Fraudulent scheme solicited C$2 million from at least 30 investors in the U.S. and Canada

The rule would allow swaps dealers to comply with comparable margin requirements in a foreign jurisdiction

Three more provinces agree to enhance co-operation with CFTC

The information provided led to a successful enforcement action by the commission

U.S. derivatives regulator seeks penalties and market bans

Florida firm accused of fraudulently soliciting US$3 million from 120 clients in Canada and the U.S.