The bank’s penalty was substantially reduced in recognition of its self-reporting and co-operation
Court orders defendants to pay more than US$1.1 million in penalties and restitution
Such sharp price movements are “linked to volatility, market fundamentals, and news and data releases”
The revised agreement is aimed at addressing issues such as the regulation of swamps and security-based swaps
The FCA and the CFTC commit to supporting innovative firms through each other’s fintech initiatives
Las Vegas-based virtual currency firm allegedly solicited more than US$6 million for investments
Major U.S. futures exchanges poised to begin trading
The U.S. regulator will not recommend enforcement action against dealers for failing to comply with swap data reporting requirements
The publication is the first in a series on fintech innovation
Christopher Giancarlo to head Commodity Futures Trading Commission