Home Commodity Futures Trading Commission

Company: Commodity Futures Trading Commission

246 results found
volatility

Global regs seek safer margin calls

Policymakers aim to address issues exposed in March 2020 market stress

Crypto currency

Crypto exchange gets second US$100-million penalty

BitMEX sanctioned in U.S. for anti-money laundering, KYC violations

change direction

CFTC sees turnover ahead of new Trump administration

Regulator's head of enforcement, chair to depart next week

Man reads legal document carefully using magnifying glass

CFTC boasts of record year for enforcement

A pair of major crypto cases drove monetary relief to record heights

Wells Fargo claws back US$75 million from top execs in sales scandal

With Trump’s return, Gensler to leave SEC

Departure clears the way for Republicans to name new top regulator

ponzi scheme

CFTC alleges Canadian firm ran a Ponzi scheme

Court issues asset freeze, sets hearing for end of October

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CFTC brings first carbon market fraud case

Company allegedly overstated impact of its work to obtain unwarranted carbon offset credits

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CFTC sanctions Barclays’ swaps reporting

Firm's lower fine reflects cooperation, remediation efforts, regulator says

Late submission

CIBC chronically late with trade reporting: CFTC

Bank fined US$1.25 million over swaps reporting shortcomings

Gavel and Money - Canada stock photo

CIBC, Canaccord get knuckles rapped by CFTC, SEC

Firms fined by U.S. regulators for off-channel communications