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Company: Commodity Futures Trading Commission

241 results found
ponzi scheme

Court issues asset freeze, sets hearing for end of October

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Company allegedly overstated impact of its work to obtain unwarranted carbon offset credits

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm's lower fine reflects cooperation, remediation efforts, regulator says

Late submission

Bank fined US$1.25 million over swaps reporting shortcomings

Gavel and Money - Canada stock photo

Firms fined by U.S. regulators for off-channel communications

Business lawyer team. Working together of lawyer in the meeting.

SEC opts not to penalize investment adviser that self-reported violations

Judgment fine

Court orders restitution, civil penalties alongside jail term

Climate change board

Regulator seeks to facilitate growth of fair, liquid and transparent emissions trading

Judge looks at papers

Investors lost over US$100 million in illegal scheme, CFTC alleges

Judge looks at papers

Swiss firm sold gas cheap to benefit short position, regulator alleges