Canadian Securities Transition Office – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 30 Oct 2019 06:03:04 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Securities Transition Office – Investment Executive https://www.investmentexecutive.com 32 32 Canadian Securities Transition Office to be shut down https://www.investmentexecutive.com/news/industry-news/canadian-securities-transition-office-to-be-shut-down/ Thu, 05 Apr 2012 20:40:00 +0000 https://www.investmentexecutive.com/uncategorized/canadian-securities-transition-office-to-be-shut-down/ One-year extension means CSTO will close in July 2013

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]]> National regulator delayed https://www.investmentexecutive.com/newspaper_/news-newspaper/national-regulator-delayed/ Fri, 20 Jan 2012 19:09:00 +0000 https://www.investmentexecutive.com/uncategorized/national-regulator-delayed/ In light of the Supreme Court’s recent decision that proposed federal legislation is unconstitutional, the big question is: Where do we go from here?

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]]> National securities regulator “alive” despite provincial opposition, Davies says https://www.investmentexecutive.com/news/from-the-regulators/national-securities-regulator-alive-despite-provincial-opposition-davies-says/ Tue, 11 Jan 2011 17:31:00 +0000 https://www.investmentexecutive.com/uncategorized/national-securities-regulator-alive-despite-provincial-opposition-davies-says/ CSTO continuing work to build new regulator

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]]> Transition office starts work on rules for national securities regulator https://www.investmentexecutive.com/news/from-the-regulators/transition-office-starts-work-on-rules-for-national-securities-regulator/ Mon, 13 Dec 2010 21:35:00 +0000 https://www.investmentexecutive.com/uncategorized/transition-office-starts-work-on-rules-for-national-securities-regulator/ CSTO intends to adapt existing harmonized provincial rules

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]]> Senior provincial regulators join CSTO staff https://www.investmentexecutive.com/news/from-the-regulators/senior-provincial-regulators-join-csto-staff/ Mon, 11 Oct 2010 20:32:00 +0000 https://www.investmentexecutive.com/uncategorized/senior-provincial-regulators-join-csto-staff/ Formal agreements with provinces not needed at this stage, CSTO says

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]]> CSTO spent $4.3 million in first year of operation https://www.investmentexecutive.com/news/from-the-regulators/csto-spent-4-3-million-in-first-year-of-operation/ Tue, 05 Oct 2010 20:31:00 +0000 https://www.investmentexecutive.com/uncategorized/csto-spent-4-3-million-in-first-year-of-operation/ Expenses were $1.1 million below budget

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]]> Many groups seek intervener status in single regulator court case https://www.investmentexecutive.com/news/industry-news/many-groups-seek-intervener-status-in-single-regulator-court-case/ Wed, 14 Jul 2010 20:40:00 +0000 https://www.investmentexecutive.com/uncategorized/many-groups-seek-intervener-status-in-single-regulator-court-case/ CSTO transition plan does not alter Quebec’s opposition

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]]> Blueprint for Canadian Securities Regulatory Authority released https://www.investmentexecutive.com/news/from-the-regulators/blueprint-for-canadian-securities-regulatory-authority-released/ Tue, 13 Jul 2010 19:10:00 +0000 https://www.investmentexecutive.com/uncategorized/blueprint-for-canadian-securities-regulatory-authority-released/ CSTO sets out timelines and details for July 2012 launch of single securities regulator

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]]> National regulator takes shape https://www.investmentexecutive.com/newspaper_/news-newspaper/news-54138/ Mon, 28 Jun 2010 15:14:00 +0000 https://www.investmentexecutive.com/uncategorized/news-54138/ Proposed legislation contemplates a mix of new and existing functions

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]]> Proposed national securities regulator an opportunity for improvement, says CSTO panel https://www.investmentexecutive.com/news/from-the-regulators/proposed-national-securities-regulator-an-opportunity-for-improvement-says-csto-panel/ Tue, 08 Jun 2010 15:54:00 +0000 https://www.investmentexecutive.com/uncategorized/proposed-national-securities-regulator-an-opportunity-for-improvement-says-csto-panel/ Legal challenges expected to be resolved within a year

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