Company: Canadian Securities Administrators

1094 results found
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Regulators heed industry plea to push back trade-matching deadline

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The review will determine whether reforms are needed in the fast-growing market

Blackboard rating

Regulators found firms are failing to identify and manage conflicts in clients' best interests

The CSA and CIRO will consider such awards a compliance issue

Report on industry conflicts to be published soon with CSA, CIRO

climate change

The organization is calling on regulators around the world to consider adopting the standards

Crypto coins

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds

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U.S.-dollar LIBOR put to pasture as the first phase of CDOR reform ends

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Regulators proposed two options for improving the information shareholders receive about board and executive diversity

  • By: IE Staff
  • June 28, 2023 June 28, 2023
  • 14:33
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Securities regulators to review final standards as implementation challenge looms