Company: Canadian Securities Administrators

1094 results found
U.S. Canada flag

CSA and CIRO seek feedback on the SEC's market structure proposals

Advisor tracking stocks

Regulators propose revisions to accommodate variety of settlement cycles

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JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements

diversity

The proportion of women CEOs in the CSA's sample remains 5%, as in the past three annual reports

  • By: IE Staff
  • October 6, 2023 October 6, 2023
  • 11:42
rules and regulations

Regulators set interim rules for fiat-backed cryptoassets

Regulators to marry changes to disclosure rules with electronic access

Crypto money

Regulator says the CoinField platform didn't have adequate assets to satisfy withdrawal requests

rules and regulations

Canada remained the last G20 country without conduct standards for OTC derivatives markets

diversity

The proposals include guidance for firms to take action against bullying and sexual harassment

rules and regulations

Proposal aims to ease regulatory costs, encourage capital formation by mature issuers