Company: Canadian Securities Administrators

1101 results found
man working on laptop

SRO consults on options for resolving long-standing regulatory disparity

new rules

First phase of reforms to take effect Sept. 28

cryptocurrencies

Regulators seek to codify initial investment restrictions, custody provisions

stock market data

Self-regulatory organization proposes new settlement obligation and expanded guidance

Disclosure form

Move aims to reduce the burden of printing and mailing disclosures to investors

Modern Keyboard Button with Vote Icon - Online Voting and Election Concept

New proxy voting policy in effect for 2024 annual meetings

European Union headquarters

U.S. fund industry calls for global move to shorter settlement cycle

Charts and graphs

CSA publishes systemic risk survey summary

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered

investor protection

Regulators propose long-awaited reforms to enhance industry dispute-resolution system