Regulators warn against enforcement reforms, call on OSC to join passport system
A multi-year research project by CSA offers insight
Kenmar calls on CSA to adopt DSC ban next March
Ian Russell responds to comments on his opinion piece on SRO consolidation
Regulators harmonize exemptions and enhance disclosure requirements
SRO reform should serve the public interest and investors’ needs, writes John Carson of FAIR Canada
No issues found in targeted review of SRO's enforcement function
SRO reform can lead to a better outcome for dealers and their clients
The CSA framework is an important first step, but more details are required, writes the vice president of IIAC
The self-regulatory organization calls on fund dealers to participate in policy consultations