Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives
CSA, SROs provide guidance on client-focused reforms requirements
The regulator is launching a pair of advisory committees to inform policy-making
A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges
CSA issues guidance for fund managers on liquidity risk
Proposals aim to clarify issuer requirements, bolster investor insight
The CSA warns the industry against abuses as bans loom for trailers, DSCs
Comment letters to the CSA proposal lay out risks to the client-advisor relationship
Respondents to a poll favoured enhanced oversight and comprehensive SRO reform
Proposals would refine mandatory central clearing