Company: Canadian Securities Administrators

1094 results found

CSA issues guidance for taking annual meetings online

Regulators provide 45-day extensions for filings, comment periods

Regulators call on issuers to seek cease-trade orders

Fund reps with smaller books are more dependent on DSCs

MFDA proposes creation of new, comprehensive SRO for registered firms

Editorial: The CSA has stepped up to take the OSC's place as the standard bearer for regulatory progress

  • By: IE Staff
  • March 6, 2020 November 24, 2020
  • 00:03

Regulators adopt new framework for exempting foreign trading venues

Regulators make pre-filing reviews broadly available

Regulators propose measures to help firms protect vulnerable clients

Regulators propose harmonizing a little-used regime for start-ups