Company: Canadian Securities Administrators

1101 results found
Adoption of big regulatory changes must avoid unintentional harm

Canadian regulators plan measures to track SEC's trading rule reforms

advisor client meeting

Regulators propose new streamlined fund reports

Group of business people holding puzzle pieces at a boardroom table

CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project

Hand putting Coins in glass jar with retro alarm clock for time to money saving for retirement

CAPSA replaces 2004 guideline, consolidates risk management guidance

Pile of cryptocurrency coins

Regulators call time on interim approach to onboarding crypto firms

RBC the latest large fund manager to face fund fee suit

new rules

Changes accommodate new CSE senior listings

rules and regulations

Paper argues for more systematic cost/benefit, post-implementation analysis

Revisions seek to better align with global standards

Red alert

Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more