A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges
CSA issues guidance for fund managers on liquidity risk
Proposals aim to clarify issuer requirements, bolster investor insight
The CSA warns the industry against abuses as bans loom for trailers, DSCs
Comment letters to the CSA proposal lay out risks to the client-advisor relationship
Respondents to a poll favoured enhanced oversight and comprehensive SRO reform
Proposals would refine mandatory central clearing
Regulators warn against enforcement reforms, call on OSC to join passport system
A multi-year research project by CSA offers insight
Kenmar calls on CSA to adopt DSC ban next March