Self-regulatory organization aims to harmonize with CSA's revised requirements
Claim alleged investors were harmed by mutual funds paying trailers to discount brokers
Crypto firms given to end of year to address regulators' investor protection concerns
Canadian regulators plan measures to track SEC's trading rule reforms
Regulators propose new streamlined fund reports
CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project
CAPSA replaces 2004 guideline, consolidates risk management guidance
Regulators call time on interim approach to onboarding crypto firms
RBC the latest large fund manager to face fund fee suit
Changes accommodate new CSE senior listings