Company: Canadian Securities Administrators

1094 results found

The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3

Red alert

Marketing tactics by crypto firms are raising concerns with CSA and IIROC

Skyline of the financial district

CWB and Meridian will continue to offer outside products

  • By: Katie Keir
  • September 16, 2021 September 20, 2021
  • 16:35

Regulatory oversight for benchmarks comes in response to the LIBOR scandal

The NSSC and FCNB published a consultation paper on possible governance reform

The advocacy group calls for action to preserve competition and protect investors

Loss of third-party fund distribution seen as "unintended consequence" in 2018

Direction of stock market.opportunity time.buy and sell.change for chance.positive thinking

Fees as a share of industry revenues and profits have continued to decline

Revised KYP and product due diligence guidance accompany the rule changes

A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing