Canadian Securities Administrators – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 21 Nov 2024 19:34:59 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Securities Administrators – Investment Executive https://www.investmentexecutive.com 32 32 CSA set to hike SEDAR, NRD fees https://www.investmentexecutive.com/news/from-the-regulators/csa-set-to-hike-sedar-nrd-fees/ Thu, 21 Nov 2024 19:34:59 +0000 https://www.investmentexecutive.com/?p=497161 Dramatic revenue increase needed to keep pace with systems costs: regulators

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]]> CIRO poised to take over dealer registration https://www.investmentexecutive.com/news/from-the-regulators/ciro-poised-to-take-over-dealer-registration/ Wed, 20 Nov 2024 18:37:45 +0000 https://www.investmentexecutive.com/?p=497037 OSC to delegate registration to CIRO, rest of CSA considering it too

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]]> CSA to expand electronic access disclosure model https://www.investmentexecutive.com/news/from-the-regulators/csa-to-expand-electronic-access-disclosure-model/ Tue, 19 Nov 2024 21:02:50 +0000 https://www.investmentexecutive.com/?p=496994 Regulators aim to address concerns about retail investor protection

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]]> As climate action lags, disclosure does too https://www.investmentexecutive.com/news/from-the-regulators/as-climate-action-lags-disclosure-does-too/ Tue, 12 Nov 2024 18:24:01 +0000 https://www.investmentexecutive.com/?p=496548 Few companies fully reporting voluntarily, mandatory standards scarce

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]]> CSA flags AI washing, greenwashing disclosures https://www.investmentexecutive.com/news/from-the-regulators/csa-flags-ai-washing-greenwashing-disclosures/ Thu, 07 Nov 2024 22:10:51 +0000 https://www.investmentexecutive.com/?p=496284 Regulators' reviews lead to more enforcement, refiling action

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]]> OBSI reform slated for second half of 2025 https://www.investmentexecutive.com/news/from-the-regulators/obsi-reform-slated-for-second-half-of-2025/ Thu, 07 Nov 2024 20:18:19 +0000 https://www.investmentexecutive.com/?p=496274 CSA says next phase of consultation to come next year

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]]> ASIC consults on climate reporting guidance https://www.investmentexecutive.com/news/from-the-regulators/asic-consults-on-climate-reporting-guidance/ Thu, 07 Nov 2024 20:07:45 +0000 https://www.investmentexecutive.com/?p=496267 Large companies, financial institutions to start climate-related financial disclosures in 2025

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]]> OSC reviews funds’ risk ratings, ETF regulation https://www.investmentexecutive.com/news/from-the-regulators/osc-reviews-funds-risk-ratings-etf-regulation/ Wed, 06 Nov 2024 17:05:33 +0000 https://www.investmentexecutive.com/?p=496149 Regulator examines use of discretion in ratings, following OBSI alert

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]]> Women welcome on boards, scarce in C-suites https://www.investmentexecutive.com/news/from-the-regulators/women-welcome-on-boards-scarce-in-c-suites/ Wed, 30 Oct 2024 17:50:43 +0000 https://www.investmentexecutive.com/?p=495709 Review highlights improved board diversity, lack of female CEOs, CFOs

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]]> OSC looks to play the long game https://www.investmentexecutive.com/news/from-the-regulators/osc-looks-to-play-the-long-game/ Thu, 10 Oct 2024 21:01:33 +0000 https://www.investmentexecutive.com/?p=494509 Regulator details vision for retail funds that hold long-term assets

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