SEC reforms under judicial review, Canadian regs won't change first
SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime
Group seeks harmonized requirements to facilitate buybacks
CSSB issues final standards, CSA still working on rule that would mandate disclosure
Proposed reforms would harmonize requirements for inter-listed securities
TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers
CSA issues new guidance, consults on possible future reforms to address AI advances
Other issuers have until Dec. 31 to comply with the regulators' stablecoin rules
Level of concern declines alongside interest rates, CSA reports
Proposals aim to boost investor protection around proprietary fund sales