Canadian Public Accountability Board – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 30 Oct 2024 21:28:26 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Public Accountability Board – Investment Executive https://www.investmentexecutive.com 32 32 Ontario promises MGA licensing https://www.investmentexecutive.com/news/from-the-regulators/ontario-promises-mga-licensing/ Wed, 30 Oct 2024 21:28:26 +0000 https://www.investmentexecutive.com/?p=495771 OSC asked to review OM exemption, beneficial ownership registry being examined

The post Ontario promises MGA licensing appeared first on Investment Executive.

]]> PwC settles disciplinary case with CPA Ontario https://www.investmentexecutive.com/news/from-the-regulators/pwc-settles-disciplinary-case-with-cpa-ontario/ Thu, 14 Dec 2023 13:51:26 +0000 https://www.investmentexecutive.com/?p=477253 Professionals routinely shared answers for internal training assessments

The post PwC settles disciplinary case with CPA Ontario appeared first on Investment Executive.

]]> CPA Ontario sanctions Deloitte over backdating https://www.investmentexecutive.com/news/from-the-regulators/cpa-ontario-sanctions-deloitte-over-backdating/ Tue, 31 Oct 2023 16:24:16 +0000 https://www.investmentexecutive.com/?p=474254 Auditors altered computer settings to circumvent firm's controls

The post CPA Ontario sanctions Deloitte over backdating appeared first on Investment Executive.

]]> OSC to examine audit firms https://www.investmentexecutive.com/news/from-the-regulators/osc-to-examine-audit-firms/ Fri, 23 Sep 2022 18:48:18 +0000 https://www.investmentexecutive.com/?p=452070 Inquiry follows exam cheating scandal, other auditor misconduct

The post OSC to examine audit firms appeared first on Investment Executive.

]]> Accountability board seeks to step up enforcement disclosure https://www.investmentexecutive.com/news/from-the-regulators/accountability-board-seeks-to-step-up-enforcement-disclosure/ Mon, 19 Jul 2021 17:47:15 +0000 https://www.investmentexecutive.com/?p=425654 Greater transparency could help investors and improve audit quality

The post Accountability board seeks to step up enforcement disclosure appeared first on Investment Executive.

]]> OSC and CPAB pledge cooperation https://www.investmentexecutive.com/news/from-the-regulators/osc-and-cpab-pledge-cooperation/ Thu, 27 Feb 2020 19:50:10 +0000 https://www.investmentexecutive.com/?p=395994 Securities and audit regulators are working together on oversight

The post OSC and CPAB pledge cooperation appeared first on Investment Executive.

]]> CSA seeks to bolster CPAB’s access to offshore audit files https://www.investmentexecutive.com/news/from-the-regulators/csa-seeks-to-bolster-cpabs-access-to-offshore-audit-files/ Thu, 03 Oct 2019 17:13:05 +0000 https://www.investmentexecutive.com/?p=388222 Comments are due Jan. 2

The post CSA seeks to bolster CPAB’s access to offshore audit files appeared first on Investment Executive.

]]> Audit quality in Canada remains a challenge: report https://www.investmentexecutive.com/news/industry-news/audit-quality-in-canada-remains-a-challenge-report/ Fri, 29 Mar 2019 16:41:39 +0000 https://www.investmentexecutive.com/?p=379228 The situation has improved generally over the past 15 years, but the CPAB sees the recent drop in reliability as a "critical concern"

The post Audit quality in Canada remains a challenge: report appeared first on Investment Executive.

]]> Auditors face new challenges: CPAB https://www.investmentexecutive.com/news/industry-news/auditors-face-new-challenges-cpab/ Wed, 16 Jan 2019 17:24:15 +0000 https://www.investmentexecutive.com/?p=373049 Technology-driven innovation is expected to transform auditing and audit regulation in the years ahead

The post Auditors face new challenges: CPAB appeared first on Investment Executive.

]]> Audit firms coming up short: regulator https://www.investmentexecutive.com/news/from-the-regulators/audit-firms-coming-up-short-regulator/ Wed, 03 Oct 2018 15:00:40 +0000 https://www.investmentexecutive.com/?p=356689 CPAB reports big jump in the number audits with significant deficiencies over last year, calls for improved consistency

The post Audit firms coming up short: regulator appeared first on Investment Executive.

]]>