Canadian Investor Protection Fund – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 08 Dec 2022 18:57:41 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Investor Protection Fund – Investment Executive https://www.investmentexecutive.com 32 32 Industry moves this week https://www.investmentexecutive.com/news/people/industry-moves-this-week-22/ Thu, 08 Dec 2022 18:57:41 +0000 https://www.investmentexecutive.com/?p=457205 The new Canadian Investor Protection Fund has a leader, alongside other announcements

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]]> Executive moves this week https://www.investmentexecutive.com/news/people/executive-moves-this-week-14/ Fri, 05 Aug 2022 16:59:17 +0000 https://www.investmentexecutive.com/?p=449107 From a new role to a retirement, several industry veterans are making changes

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]]> New SRO by end of 2022, CSA pledges https://www.investmentexecutive.com/news/from-the-regulators/new-sro-by-end-of-2022-csa-pledges/ Thu, 18 Nov 2021 17:14:06 +0000 https://www.investmentexecutive.com/?p=434171 Regulators aim to name CEO, board by Q2 next year

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]]> OSC updating oversight of investor protection funds https://www.investmentexecutive.com/news/from-the-regulators/osc-updating-oversight-of-investor-protection-funds/ Thu, 25 Apr 2019 16:50:55 +0000 https://www.investmentexecutive.com/?p=380643 Proposed changes include a requirement to report information security breaches

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]]> Octagon Capital declared bankrupt; firm suspended https://www.investmentexecutive.com/news/from-the-regulators/octagon-capital-declared-bankrupt-firm-suspended/ Mon, 07 Dec 2015 13:00:00 +0000 https://www.investmentexecutive.com/uncategorized/octagon-capital-declared-bankrupt-firm-suspended/ EY to initiate transfer of customer accounts to other dealers “as soon as possible,” CIPF says

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]]> First Leaside clients may be eligible for CIPF coverage https://www.investmentexecutive.com/news/industry-news/first-leaside-clients-may-be-eligible-for-cipf-coverage/ Tue, 28 Feb 2012 22:20:00 +0000 https://www.investmentexecutive.com/uncategorized/first-leaside-clients-may-be-eligible-for-cipf-coverage/ Claims must be submitted by Aug. 22

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]]> Barret Capital clients may be eligible for CIFP coverage https://www.investmentexecutive.com/news/industry-news/barret-capital-clients-may-be-eligible-for-cifp-coverage/ Fri, 17 Feb 2012 20:50:00 +0000 https://www.investmentexecutive.com/uncategorized/barret-capital-clients-may-be-eligible-for-cifp-coverage/ Losses must result from the commodities dealer’s insolvency

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]]> IIROC, CIPF obtain bankruptcy order for MF Global Canada https://www.investmentexecutive.com/news/from-the-regulators/iiroc-cipf-obtain-bankruptcy-order-for-mf-global-canada/ Wed, 09 Nov 2011 13:25:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-cipf-obtain-bankruptcy-order-for-mf-global-canada/ KMPG appointed trustee in bankruptcy

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]]> CIPF introduces a new continuing education module https://www.investmentexecutive.com/news/industry-news/cipf-introduces-a-new-continuing-education-module/ Mon, 10 Nov 2008 18:35:00 +0000 https://www.investmentexecutive.com/uncategorized/cipf-introduces-a-new-continuing-education-module/ CE module designed to provide advisors with a deeper understanding of fund’s coverage

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]]> CIPF helps dealers respond to client questions about coverage https://www.investmentexecutive.com/news/industry-news/cipf-helps-dealers-respond-to-client-questions-about-coverage/ Thu, 23 Oct 2008 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/cipf-helps-dealers-respond-to-client-questions-about-coverage/ Fund notes more investors making enquiries

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