OSC provides investor advocate with $11 million in funding over six years
Regulators cite concerns about high-pressure sales tactics in bank branches
Hedge fund traded on information about firm's pending block trades
Rep arranged a loan from one client to another to repay a "gang" debt
OSC to delegate registration to CIRO, rest of CSA considering it too
Firm failed to oversee trading activity by a couple of its reps
Firm to help build infrastructure for new exam-based approach to reps' education
CSA says next phase of consultation to come next year
Leverage strategy deployed on the down low resulted in hefty financial losses
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs