Integration costs to be paid by 2027, SRO projects
CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project
Settlement hearing with Royal Mutual Funds scheduled for Oct. 15
Misconduct continued even when rep was under close supervision, CIRO says
Regulators call time on interim approach to onboarding crypto firms
Firm winding down after running into capital trouble
Risky firms, crypto platforms add to compliance division's workload
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Self-regulatory organization reported year-over-year decline in decisions and sanctions
SRO drops firm sponsorship requirement, among other changes