Company: Canadian Investment Regulatory Organization

104 results found
time's up

Countdown to shorter settlement cycle transition in May 2024 has begun

Former fund rep fined, banned by regulators for misappropriation

Entrance to Financial Services Regulatory Authority of Ontario

Some fees reduced to reflect existing OSC oversight of new SRO

Firms will have until Dec. 31, 2024, to adopt the name and logo on required disclosures