Proposed changes include “entitlement and corporate action event management” fees for issuers
The board of directors of the Canadian Depository for Securities Ltd. announced Monday the election of Robert Fotheringham as a new board member.Fotheringham currently serves as senior vp, trading, TSX Markets, a division of TSX Inc. His responsibilities include trading, market development and research, product development and management, Canadian and international account management, and business […]
The Ontario Securities Commission reports that it has approved amendments filed by CDS Clearing and Depository Services Inc. to its procedures relating to Maximum Debt Trade Amount.The amendments provide that trades in debt securities with a par value greater than $50 million be split into $50 million or smaller increments. This edit will apply to, […]
Close-out requirements designed to address problems with failures to deliver
Market participants obliged to keep CDS information confidential
Amendments aim to increase compliance with Regulation SHO