CAPSA replaces 2004 guideline, consolidates risk management guidance
New guidelines from CAPSA deal with prudent investment practices and pension funding
Both the MFDA and IIROC allow a two-year transition period for firms to get in compliance
Banking and trust earnings up 48% from a year ago
Amendments aimed at ensuring consistency with new soft-dollar commission rules
Proposed agreement addresses a number of complex issues, CAPSA says
Guidelines to be "road tested" this fall