Caldwell Investment Management Ltd. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 14 Nov 2019 00:55:16 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Caldwell Investment Management Ltd. – Investment Executive https://www.investmentexecutive.com 32 32 OSC reaches $2 million settlement with Caldwell over best execution failures https://www.investmentexecutive.com/news/from-the-regulators/osc-reaches-2-million-settlement-with-caldwell-over-best-execution-failures/ Fri, 19 Jul 2019 19:19:27 +0000 https://www.investmentexecutive.com/?p=384794 A panel said the firm failed to put client interests ahead of its own

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]]> OSC alleges Caldwell failed to fulfill its best execution obligations https://www.investmentexecutive.com/news/from-the-regulators/osc-alleges-caldwell-failed-to-fulfill-its-best-execution-obligations/ Fri, 15 Jun 2018 11:00:22 +0000 https://www.investmentexecutive.com/?p=351457 Regulator to consider allegations against portfolio and investment manager at July 3 hearing

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]]> Caldwell Canada Fund engages Meisels to provide research https://www.investmentexecutive.com/news/products/caldwell-canada-fund-engages-meisels-to-provide-research/ Thu, 06 May 2010 16:01:00 +0000 https://www.investmentexecutive.com/uncategorized/caldwell-canada-fund-engages-meisels-to-provide-research/ Technical analyst’s insights will assist stock selection and sector weighting decisions

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]]> Caldwell capitalizes on stock market activity https://www.investmentexecutive.com/newspaper_/focus-on-products/news-39045/ Mon, 30 Apr 2007 19:46:00 +0000 https://www.investmentexecutive.com/uncategorized/news-39045/ While funds enable clients to profit by investing in international stock exchanges, firm sees trend toward exchanges going public

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