Company: British Columbia Securities Commission

610 results found

HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers

B.C. residents allegedly accounted for raising US$1.15 million of a US$15-million scam

The BCSC can block drivers' licences and plates for those who fail to pay regulatory sanctions

A court has found that penalties imposed by the BCSC should survive the bankruptcy process

TSX sets a date for the launch of its new "market-on-close" trading model

Fund dealers were advised to examine their client reports for unusual or incorrect information

The regulator says it will contact clients directly as part of compliance reviews

Deal includes $2.4 million and cooperation with ongoing litigation

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Appeal court rules that regulator was right to allow orders issued in investigation

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Nevada Supreme Court upholds lower court ruling, allowing BCSC to enforce hearing panel decision