Company: British Columbia Securities Commission

617 results found
mining truck

Firm didn't reveal risks to its only asset until it was too late for investors, BCSC found

Man fined and banned for 15 years for misleading investors

The question of onus deserves a hearing, B.C. court finds

Vancouver dealer's differential compensation favoured socially responsible funds and portfolio funds

New members bring audit and ESG experience to the commission

  • By: IE Staff
  • December 10, 2021 December 10, 2021
  • 14:35

Ontario's auditor general said the OSC could have acted sooner to address "hidden and unfair" fund fees

The individual was worried that his testimony to the regulator could be used by U.S. authorities

The B.C. Court of Appeal found that pension rules prevent the BCSC from seizing life income funds

New tactics and techniques are used to identify and lure victims

Appeal court found that regulator erred in two cases, but not in a third