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Company: British Columbia Securities Commission

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Paid social media posts result in BCSC sanctions

Earlier this year, the regulator settled with other clients of the same marketing firm for similar allegations

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

BCSC settles illegal distribution allegation

Regulator will enable investor to make claim for $900,000 to be paid in settlement

B.C. Appeal Court upholds dismissal of IIROC suit

The Court of Appeal for British Columbia found that the judge did not err in 2019 ruling

  • By: IE Staff
  • August 25, 2022 August 25, 2022
  • 11:52

CSA to host roundtable on derivatives rules

Regulators to prep industry for forthcoming conduct regime

david and goliath fight

FINTRAC, RCMP faltering in money laundering fight

B.C. inquiry brands federal anti–money laundering regime a failure

Biotech exec sanctioned for illegal bond sales to foreign investors

Firm violated B.C. law when it raised funds from Taiwanese investors, panel found

As CFRs loom, some still struggle with CRM2

BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Court overturns BCSC asset freeze order

Regulator must provide evidence of likely penalty before granting asset preservation orders

gavel on a laptop

B.C. fraudsman found running Colombian boiler room, SEC alleges

Man convicted in Eron Mortgage case now accused of penny stock pump-and-dump

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

BCSC settles with trio over fund valuation failures

Regulatory settlement includes prohibitions and monetary sanctions