Company: British Columbia Securities Commission

617 results found
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former firm provided reps with improper incentives, regulator alleged

Judge looks at papers

BCSC orders eight-year ban, alongside $60,000 penalty

Marketing company gets first-ever penalty for deficient advertorial disclosure

Receiver prepares to return portion of lost assets to victims of real estate scheme

confused man

Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation

Regulator will issue penalties, without hearings, for minor rule violations

Judge's gavel

Investor lost $1 million based on deception about company's ownership of a hotel

Bag of money changing hands

BCSC collects US$350,000 toward $36.7-million enforcement debt

Row of business people listening to presentation at seminar

Regulators consult on two options for enhancing diversity reporting

Investors lost millions to scheme, regulator found in 2018