Company: British Columbia Securities Commission

617 results found

The funding comes from enforcement sanctions

Panel said penalty should be bigger than regulator requested

As millions in sanctions remain unpaid, BCSC orders $70,000 to be returned to investors

Under 2020 changes, the regulator can target under-valued asset transfers

investor protection

Regulators propose long-awaited reforms to enhance industry dispute-resolution system

Duty of fairness to witnesses at investigative stage is minimal but it has been met in this case, court finds

whistleblower

Regulator to pay between $1,000 and $500,000 for enforcement tips

Judge makes ruling

Regulatory tribunal may have erred in dismissing abuse of process application, court finds

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former executive fined, banned for seven years due to misconduct

Firm admitted insider trading, abusive market conduct