Global Group of Companies raised $11.7 million without filing a prospectus: BCSC
Enforcement division prosecuted nine fraud cases last year
Information on the pending acquisition of Geo Minerals passed along
Women given three-year ban for illegally trading in securities
BCSC study finds less than half of those surveyed have a reasonable expectation of annual returns on investments
$130,000 frozen during regulator’s investigation in Shantz case
Pair ordered to disgorge more than $3.6 million
Requirement to register pushed back to Dec. 31, 2016
Funds diverted from companies for personal expenses
Panel orders permanent market ban for fraud