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Company: British Columbia Securities Commission

617 results found

B.C. judge gives former notary who stole more than $100 million six years in prison

Ponzi scheme ran by Rashida Samji collected money ranging from $50,000 to $12 million from investors over a nine-year period

Greater engagement with indigenous communities needed: SHARE

Peter Brady appointed BCSC executive director

Douglas Muir named director of enforcement

Court rules in favour of labour-sponsored venture fund against fund manager

Fraudster sentenced to 27 months in prison

Roberto Castano ordered to pay $1.5 million in restitution to victims of Ponzi scheme

Greater engagement with indigenous communities needed: SHARE

BCSC panel permanently bans B.C. man

Investors harmed by misconduct

OSC compliance reviews continue to reveal deficiencies

B.C. regulator finds problems old and new

BCSC compliance report card reveals recurring deficiencies in relationship disclosure

Greater engagement with indigenous communities needed: SHARE

HSBC units settle with BCSC for charging clients excess fees

HSBC Investment Funds (Canada) and HSBC Private Wealth Services (Canada) agree to pay more than $7 million in compensation to clients

Greater engagement with indigenous communities needed: SHARE

Court dismisses appeal in $65-million fraud case targeting B.C. seniors

David Michaels has not paid the BCSC any of the $5.8 million he earned by bilking clients, nor has he paid the $17.5 million fine

Trust in an advisor may keep investors from due diligence: study

Investors must be more diligent about their own finances, the BCSC says

BCSC announces new enforcement and capital markets regulation directors

New appointments for Peter Brady and Mark Wang

BCSC panel finds former advisor committed fraud

Thomas Williams and his companies raised approximately $11.7 million from investors