Company: British Columbia Securities Commission

617 results found
Judge looks at papers

Sanctions seek deterrence, level playing field for compliant crypto firms

Couple reviewing their finances

Self-directed investors prioritize convenience, control, costs

NovaTech allegedly took more than US$650 million from investors globally

New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy

Judge looks at papers

Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds

Constitutionality of regulator's investigative tools upheld on appeal

Firm fined $12,000 for violations involving insurance requirements

Former rep's objection to regulator's investigative powers stayed

BCSC previously sanctioned participants in private placement scheme

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm resolved allegations of KYC, suitability, conflict failures