Company: British Columbia Securities Commission

610 results found

Former rep's objection to regulator's investigative powers stayed

BCSC previously sanctioned participants in private placement scheme

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm resolved allegations of KYC, suitability, conflict failures

Victims set to recover $2.1 million — a small fraction of their losses

Court declines to overturn panel's conclusions in market manipulation case

Regulators adopt temporary measure to expand capital raising options

Misrepresentation allegations against pharma company and CEO dismissed

Trader at computer screen

Regulators to boost fee transparency, explore enhanced retail access

Picking a dollar

Fraudster raised $1.2 million from investors in illegal distribution

BCSC returns nearly $40,000 to investors who lost much more