Fraud victims of David Michaels to benefit from proceeds of the sale
The case against Vancouver advisor Albert Tassone returns to an IIROC hearing panel
Former investment dealer agrees to pay more than $170,000 to regulator
The BCSC had sought court approval to appoint a receiver to administer a claims process for funds the regulator had frozen
Investors advised to exercise caution
Ping Bai and RBP Consulting received $1.53 million from investors who were told their funds would be invested in foreign exchange trading
The proposed fee changes will be used to fund increased enforcement and meet growing regulatory obligations
B.C. women between the ages of 18 and 34 were particularly interested in an investment offer despite it containing basic signs of fraud
The OSC is expected to publish an update in late spring about how it will proceed with embedded commissions
New consultation paper contemplates the inevitability of increasing automation in the financial advisory business