A judge sentenced the “con artist” to house arrest and two years’ probation
Panel orders almost $37 million in disgorgement and penalties
Pair owes $19 million to the BCSC over a market manipulation case
Regulators warn about a promotion using snail mail to spread stock hype
Disclosing details of investigation would pose risk to the public and those being investigated, court finds
New investigative tools and collection powers are on tap for the provincial regulator
Gordon Johnson has more than 30 years of experience in securities and administrative law
Less than 10% of investor losses have been recovered
U.S. regulators lay charges in an alleged international microcap trading fraud
The court found a suit involving a 2009 disciplinary action came too late
aHR0cHM6Ly93d3cuaW52ZXN0bWVudGV4ZWN1dGl2ZS5jb20vcG9zdF9jb21wYW55L2JyaXRpc2gtY29sdW1iaWEtc2VjdXJpdGllcy1jb21taXNzaW9uL3BhZ2UvMTIv(U2NyZWVuSGVpZ2h0)NzIw(U2NyZWVuV2lkdGg)MTI4MA(T0ZTWVNfUmVmZXJyZXI)(dmlzaXRvcktleQ)OE5zeEpmaDk(dmlzaXRLZXk)U2xOM3BXVWI){kind=small}