Company: British Columbia Securities Commission

623 results found

Deal includes $2.4 million and cooperation with ongoing litigation

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Appeal court rules that regulator was right to allow orders issued in investigation

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Nevada Supreme Court upholds lower court ruling, allowing BCSC to enforce hearing panel decision

Scheme uncovered by BCSC investigation ends in conviction, prison sentence

A hearing panel rejects bid to lift order against registered accounts

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Evidence released by the regulator is being used in a potential class action

A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges

Penalties and market bans handed down in $5 million fraud

Woman pleaded guilty to violating BCSC prohibition

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

The regulator has banned a rep who forged a passing grade after thrice failing a proficiency course