Company: British Columbia Securities Commission

617 results found

A court has found that penalties imposed by the BCSC should survive the bankruptcy process

TSX sets a date for the launch of its new "market-on-close" trading model

Fund dealers were advised to examine their client reports for unusual or incorrect information

The regulator says it will contact clients directly as part of compliance reviews

Deal includes $2.4 million and cooperation with ongoing litigation

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Appeal court rules that regulator was right to allow orders issued in investigation

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Nevada Supreme Court upholds lower court ruling, allowing BCSC to enforce hearing panel decision

Scheme uncovered by BCSC investigation ends in conviction, prison sentence

A hearing panel rejects bid to lift order against registered accounts

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Evidence released by the regulator is being used in a potential class action