Company: British Columbia Securities Commission

623 results found

A company sought to sue the regulator, alleging an investigation was conducted in bad faith

reddit icon

Under the proposed rules, everything from TikToks to Insta posts would have to disclose details of promotional activity

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use

HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers

B.C. residents allegedly accounted for raising US$1.15 million of a US$15-million scam

The BCSC can block drivers' licences and plates for those who fail to pay regulatory sanctions

A court has found that penalties imposed by the BCSC should survive the bankruptcy process

TSX sets a date for the launch of its new "market-on-close" trading model

Fund dealers were advised to examine their client reports for unusual or incorrect information

The regulator says it will contact clients directly as part of compliance reviews