BMO Nesbitt Burns Inc. – Investment Executive

BMO Nesbitt sanctioned for supervisory shortcomings

jameslangton — Fri, 05 Apr 2024 20:57:46 +0000

Firm failed to adequately oversee rep's risky trading strategy, CIRO says

Katie — Wed, 21 Feb 2024 21:54:58 +0000

Meghan Meger announces her retirement as Maarten Jansen, Craig Meeds and Martha Moen join the firm

melissa — Wed, 25 Oct 2023 20:15:37 +0000

Geoff Newton, who had been co-head of BMO Private Wealth Canada since June 2022, has departed

melissa — Fri, 29 Sep 2023 14:35:38 +0000

Brokerage reduces regions to four from six, eliminating nine positions

melissa — Thu, 16 Mar 2023 15:58:43 +0000

Other moves include an established advisor group moving to BMO Nesbitt Burns from CG Wealth

jameslangton — Wed, 19 Oct 2022 20:15:13 +0000

A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts

jameslangton — Thu, 13 Oct 2022 17:55:12 +0000

Firm settles IIROC allegation of inadequately supervising new-issue trading

Katie — Tue, 23 Aug 2022 17:51:23 +0000

Canaccord and Wellington both snagged advisors, while Beutel Goodman named fixed income lead

Katie — Wed, 04 May 2022 20:30:00 +0000

Meghan Meger and Geoff Newton will take over as co-heads of BMO Private Wealth in Canada next month

Katie — Fri, 22 Apr 2022 18:02:03 +0000

Multiple firms made announcements, plus BMO's Auerbach released a long-awaited retirement note