Autorité des marchés financiers “very disappointed” with decision
A 2016 review found weaknesses in the firm’s internal controls and supervisory systems
Committee member will provide the Quebec regulator with feedback on the insurance and financial planning sectors
The committee provides the AMF with input on technological innovation in the financial sector
The MoU aims to prevent and deal with the potential failure of a domestic systemically important financial institution
The MoU aims to facilitate oversight of Canada’s domestic systemically-important financial institutions
The online course explains the Quebec AMF’s regulatory framework, expectations and best practices regarding governance and compliance
The AMF will follow up on the results of the review and may require firms to make changes to their “Fund Facts” documents
Quebec regulator cautions investors, issuers
Frédéric Pérodeau will oversee the Quebec regulator’s client services and distribution oversight division
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