Company: Autorité des marchés financiers

369 results found

A review found that 17% of board seats are now held by women, up from 15% a year ago

Permanently banned from Ontario's markets, Tang may now be soliciting investors in Quebec

The shortcomings may be addressed through the CSA's client-focused reforms

More than half of reviewed cases required remedial action

The pair pleaded guilty to 171 securities law violations

Oumar Diallo joins the regulator as its director of fintech and innovation

The OSC and AMF will participate in the week-long campaign

While the majority of data reporting is accurate, regulators also encountered deficiencies

Agreement expands cross-border enforcement powers

Two individuals and a numbered company were implicated

  • By: IE Staff
  • May 24, 2019 November 13, 2019
  • 13:02