More than half of reviewed cases required remedial action
The pair pleaded guilty to 171 securities law violations
Oumar Diallo joins the regulator as its director of fintech and innovation
The OSC and AMF will participate in the week-long campaign
While the majority of data reporting is accurate, regulators also encountered deficiencies
Agreement expands cross-border enforcement powers
Two individuals and a numbered company were implicated
Quebec regulator urges company to reconsider maintaining its automatic stock disposition plan
Regulators for several provinces announced an agreement with the FCA on Friday
The Autorité des marchés financiers will continue overseeing all stakeholders in the Quebec financial sector