Company: Autorité des marchés financiers

369 results found
Miniature House on A Financial Graph

The transfer of oversight took effect May 1

Investors shouldn't overreact to market turmoil or fall for fraudsters

The man was convicted of 17 securities law violations

Row of business people listening to presentation at seminar

The SRO will set up an advisory group that represents the investor perspective

Investment industry reps, miners and consultants form committee

The offences involved unregistered dealing and illegal distribution

Firm and its founders ordered to pay US$6.9 million

Hugo Lacroix had been serving as interim superintendent for securities markets since January

UQAM professor Richard Guay will chair the scientific committee

The rules would explicitly require firms to resolve material conflicts of interest in the best interest of their clients