Document outlines new structure for principle-based solvency financial requirements
Lacroix fined $255,000
Monetary penalties prove successful
Jérôme-Forget sets out to curb white-collar crime
AMF to ask for “exemplary sentence”
Former Norbourg CEO Vincent Lacroix was found guilty of 51 fraud charges in Montreal today.Quebec provincial court Judge Claude Leblond handed down the verdict.Lacroix, the founder of the Montreal-based investment fund, was arrested in 2006 and charged with 51 counts of violating securities laws after his company was investigated by Quebec’s financial market regulator, the […]
Lacroix and Ferruci convicted and fined
Excessive cost of existing Canadian securities regulation is highly debatable, report says
Quebec regulator sets out measures to harmonize regulation for fund distribution sector
Court upholds regulator’s decision to order Assumption to cease doing business through unregistered dealers