Autorité des marchés financiers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 04 Jul 2024 19:06:29 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Autorité des marchés financiers – Investment Executive https://www.investmentexecutive.com 32 32 Dealers question lack of cost savings under CIRO’s proposed fee model https://www.investmentexecutive.com/news/from-the-regulators/dealers-question-lack-of-cost-savings-under-ciros-proposed-fee-model/ Thu, 04 Jul 2024 19:06:29 +0000 https://www.investmentexecutive.com/?p=488805 Consultation highlights industry concerns

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]]> EMDs allowed to play in prospectus deals https://www.investmentexecutive.com/news/from-the-regulators/emds-allowed-to-play-in-prospectus-deals/ Thu, 20 Jun 2024 16:51:25 +0000 https://www.investmentexecutive.com/?p=488116 Regulators adopt temporary measure to expand capital raising options

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]]> Capital raising shifts further to exempt market in Quebec https://www.investmentexecutive.com/news/from-the-regulators/capital-raising-shifts-further-to-exempt-market-in-quebec/ Thu, 09 May 2024 20:49:35 +0000 https://www.investmentexecutive.com/?p=485627 Prospectus filings decline, exempt offerings up in 2023, AMF reports

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]]> Fund managers need to spruce up IRCs https://www.investmentexecutive.com/news/from-the-regulators/fund-managers-need-to-spruce-up-ircs/ Thu, 21 Mar 2024 18:25:09 +0000 https://www.investmentexecutive.com/?p=482472 OSC, AMF call for freshening up fund governance

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]]> AMF issues complaint handling rules https://www.investmentexecutive.com/news/from-the-regulators/amf-issues-complaint-handling-rules/ Wed, 28 Feb 2024 21:29:37 +0000 https://www.investmentexecutive.com/?p=481255 CIRO firms exempt from new standards for Quebec financial firms

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]]> AMF sanctions exchange registration breach https://www.investmentexecutive.com/news/from-the-regulators/amf-sanctions-exchange-registration-breach/ Wed, 20 Dec 2023 21:52:18 +0000 https://www.investmentexecutive.com/?p=477681 Refinitiv allowed investors to trade on its platform without registering as an exchange

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]]> Quebec judge convicts pair in crypto scheme https://www.investmentexecutive.com/news/from-the-regulators/quebec-judge-convicts-pair-in-crypto-scheme/ Tue, 19 Dec 2023 21:09:11 +0000 https://www.investmentexecutive.com/?p=477580 Operators of PlexCoin initial coin offering found guilty

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]]> Offshore crypto platform sanctioned in Quebec https://www.investmentexecutive.com/news/from-the-regulators/offshore-crypto-platform-sanctioned-in-quebec/ Fri, 01 Dec 2023 16:51:00 +0000 https://www.investmentexecutive.com/?p=476373 AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered

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]]> CSA unveils binding authority for OBSI https://www.investmentexecutive.com/news/from-the-regulators/csa-unveils-binding-authority-for-obsi/ Thu, 30 Nov 2023 12:00:52 +0000 https://www.investmentexecutive.com/?p=476165 Regulators propose long-awaited reforms to enhance industry dispute-resolution system

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]]> Deepfakes come to investment scams, AMF warns https://www.investmentexecutive.com/news/from-the-regulators/deepfakes-come-to-investment-scams-amf-warns/ Tue, 21 Nov 2023 22:52:18 +0000 https://www.investmentexecutive.com/?p=475750 Regulator says fraudsters deploying increasingly sophisticated technology

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