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Company: Autorité des marchés financiers

367 results found
Board room discussion

AMF pledges proactive prudential supervision

Regulator to consider fair treatment of clients amid firms' operational risks

Hands in the air for questions

Dealers question lack of cost savings under CIRO’s proposed fee model

Consultation highlights industry concerns

EMDs allowed to play in prospectus deals

Regulators adopt temporary measure to expand capital raising options

Capital raising shifts further to exempt market in Quebec

Prospectus filings decline, exempt offerings up in 2023, AMF reports

Fund managers need to spruce up IRCs

OSC, AMF call for freshening up fund governance

AMF issues complaint handling rules

CIRO firms exempt from new standards for Quebec financial firms

penalty card

AMF sanctions exchange registration breach

Refinitiv allowed investors to trade on its platform without registering as an exchange

cryptocurrencies

Quebec judge convicts pair in crypto scheme

Operators of PlexCoin initial coin offering found guilty

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Offshore crypto platform sanctioned in Quebec

AMF alleged that CoinEx ignored regulators' efforts to get crypto firms registered

investor protection

CSA unveils binding authority for OBSI

Regulators propose long-awaited reforms to enhance industry dispute-resolution system