Company: Australian Securities and Investments Commission

55 results found

A review suggests most fee disclosure is incomplete — and some fees aren't disclosed at all

The two groups have signed a memorandum of understanding

Lawmakers have introduced new obligations for financial firms and given the ASIC new powers

ASIC has prevented five proposed ICOs from raising capital without appropriate investor protections

Some issuers have halted their ICOs to address the ASIC’s concerns

More than 3,000 customers have received compensation for losses as a result of non-compliant conduct by advisors

The new service will feature higher monetary limits and compensation caps

  • February 14, 2018 November 13, 2019
  • 14:33

Australia’s regulatory sandbox to remain unchanged

The review aims to assess whether investors are getting useful information

Regulator cites online apps from unregistered firms that make misleading statements