Company: Australian Securities and Investments Commission

56 results found

Poor advice and fees for no advice prompt client compensation

ASIC launches a consultation on the short supply of affordable advice

Scam reports are up 20% during the pandemic, the Australian regulator warns

Metal handcuffs placed over the word fraud

Regulators see an ever-growing array of pandemic-related frauds

Regulator takes steps to ease access to advice, but remains vigilant against misconduct

ASIC provides relief to facilitate "low doc" offerings

rules and regulations

Enforcement to protect markets and consumers will continue, but routine work has been shelved until Sept. 30

Surge in order volume prompts limits on large traders

Royal commission found clients charged for advice they never received

Big banks paying hundreds of millions in customer compensation