Company: Australian Securities and Investments Commission

55 results found
confused man

An OSC Dialogue panellist highlighted the need for investor coaching

  • By: Katie Keir
  • November 24, 2021 November 24, 2021
  • 16:46

Regulator issues new guidance, licensing requirements for firms dealing in crypto investments

Australian securities watchdog is calling on industry, investors to guard against online manipulations

The regulator tightens "payment for order flow" prohibition

Inquest into industry misconduct leads to "anti-hawking" reforms

Pile of cryptocurrency coins

Australian regulators launch consultation on regulated crypto investment products

ASIC unveils guidance for the industry's looming advice-fee reforms

ASIC follows Canadian and European regulators in banning risky options for retail investors

The regulator will offer civil and criminal immunity for ratting out insider trading and market manipulation

Poor advice and fees for no advice prompt client compensation