Home Australian Securities and Investments Commission

Company: Australian Securities and Investments Commission

55 results found
Australian finances

Fund giant fined over misleading information about fund's ESG screens

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

Poorly designed KYC questionnaires at the heart of recent enforcement actions

Sustainable investing

Regulator details anti-greenwashing efforts, anticipates new disclosure demands

Public statement

Exchange overpromised, under-delivered on clearing system replacement

Retro woman wearing hat and smoking cigarette. 1930s classic portrait.

Underlying index failed to screen out tobacco sellers, regulator charged

online investors

A report found the ban is effective in preventing retail investors from losing money

Bitcoin

Only equities outrank crypto in retail portfolios, Australian research says

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

ASIC reports faulty advice compensation tops A$3 billion

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

The Australian Securities and Investments Commission is looking at "regtech" technology solutions to monitor corporate disclosure

Case against ANZ marks end of Royal Commission investigations